Renee v. Duncan, No. 08-16661 (9th Cir. May 10, 2012)
Abstract: In a 2-1 split, a three-judge panel of the U.S. Court of Appeals for the Ninth Circuit (AK, AZ, CA, GU, HI, ID, MP, MT, NV, OR, WA) has ruled that before the passage of a 2010 congressional amendment (“Section 163″) to the No Child Left Behind Act (NCLB), the U.S. Department of Education (ED) regulation allowing states to deem teachers without full state certification, but participating in an alternative route to certification, as “highly qualified teachers” violated NCLB. However, the panel’s majority held that after the passage of Section 163 and so long as it is in effect, the challenged regulation is consistent with NCLB. The majority concluded that despite the passage of Section 163, the plaintiffs’ appeal is not moot.
The majority also concluded that before the passage of Section 163, NCLB required the ED Secretary to report to Congress on states’ and school districts’ compliance concerning “highly qualified teachers” as that term was then defined in NCLB, but that the plaintiffs were not entitled to judicial enforcement of that reporting requirement. Finally, the majority ruled that the plaintiffs were not entitled to attorney’s fees based on their prior success in a previous appeal. Although the panel discussed the Article III standing issue, this summary addresses only the merits and mootness questions in detail.
Facts/Issues: The plaintiffs, a group of parents, students, and community organizations, challenged a part of ED’s December 2002 regulation, 34 C.F.R. § 200.56, which contained a more detailed definition of NCLB’s term “highly qualified teacher.” The plaintiffs alleged that the regulation was inconsistent with the statutory language then in effect. NCLB, at that time, only provided for teachers with full state certification. However, the challenged regulation (then and still) provides, in part, that a “highly qualified teacher” includes a teacher who had “obtained full State certification …, includ[ing] certification obtained through alternative routes to certification” under state law, but also when a teacher is “participating in an alternative route to certification program,” and “[d]emonstrates satisfactory progress towards full certification ….”
The plaintiffs argued that the inconsistent part of ED’s regulation harms students because it allowed California school districts to hire thousands of such under-qualified teachers, placing a disproportionate number of these teachers in minority and low-income schools in the state, violating NCLB. The U.S. district court granted summary judgment in favor of the Secretary, holding that ED’s regulation was not inconsistent with NCLB.
In July 2009, the Ninth Circuit panel issued its first opinion (Renee I), finding in favor of the Secretary, and vacating the district court’s decision for the plaintiffs’ lack of Article III standing to bring the suit. The panel then subsequently granted a petition for panel rehearing and withdrew its prior opinion. After the rehearing, the panel, in September 2010, reversed the district court’s decision on the merits, issuing a new 2-1 opinion (Renee II) invalidating ED’s regulation for improperly expanding the regulatory definition of “highly qualified teacher.” In October 2010, another petition for rehearing was filed, which was subsequently granted.
However, prior to oral arguments in that rehearing, Congress amended NCLB in December 2010 in Section 163 of a federal appropriations bill, expanding the statutory definition of “highly qualified teacher” to incorporate the part of the existing ED regulatory definition regarding teachers working towards, but have not yet obtained, full state certification through alternative route programs. However, Congress’ amendment to NCLB remains in effect only through the end of the 2012-2013 school year.
Oral arguments took place in June 2011, and the panel issued its decision and dissenting opinion on May 10, 2012, analyzing the effect of Section 163.
Ruling/Rationale: Based on the enactment of Section 163, the panel’s majority affirmed the federal district court’s decision, finding ED’s regulation to be valid for as long as Section 163 remains effective. The majority pointed out that prior to the passage of Section 163, the language in ED’s regulation regarding teachers working towards, but have not yet obtained, full state certification through alternative route programs was invalid, “because it was inconsistent with the ‘unambiguously expressed intent of Congress’” that only fully state certified teachers are deemed “highly qualified teachers.”
Because of Section 163′s sunset clause, the panel found it necessary to address the question of whether a decision on the merits of the plaintiffs’ claim was moot. Neither party was contending that Section 163 had rendered the suit moot. Finding Section 163 to be temporary in nature, the majority stated, “The Supreme Court has repeatedly held that a temporary halt to unlawful action does not moot a claim for injunctive relief.” Ultimately, the panel (including the dissenting judge) concluded that Section 163 had not mooted the appeal.
With respect to the plaintiffs’ claim that the Secretary had not properly complied with the pre-Section 163 requirement to report on compliance with NCLB’s “highly qualified teacher” provision, the majority found that the reporting requirement is “purely informational,” and lacked any enforcement teeth. The majority concluded that “[n]othing in NCLB provides that the Secretary’s reports to Congress have any legal consequences.” Lastly, the majority rejected the plaintiffs’ claim for attorney’s fees under the federal Equal Access to Justice Act, because it found ED’s position of how to interpret NCLB’s “highly qualified teacher” provision to be ”substantially justified.”
The judge, who dissented in part and concurred in part, agreed with the majority opinion on the issues of mootness and attorney’s fees. However, the judge again voiced his opinion, as in Renee II, that the plaintiffs lacked Article III standing to bring the suit.
Renee v. Duncan, No. 08-16661 (9th Cir. May 10, 2012)
[Editor's Note: Legal Clips September 2010 summary of Renee II included the panel's detailed analysis of the standing issue. The majority in Renee II concluded that the plaintiffs had satisfied the requirement elements for Article III standing set forth in Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992). First, the plaintiffs had stated an injury in fact because the court was "bound to accept Congress’ determination that students taught by a disproportionate number of teachers without ‘full State certification’ have been injured in fact.” Second, it found a causal connection between the promulgation of the challenged federal regulation and the later promulgation of the California regulations, in that “the federal regulation, and the piggybacking California regulations, have had the effect of permitting California and its school districts to ignore the fact that a disproportionate number of interns teach in schools in minority and low-income areas.” Lastly, it concluded that the redressability requirement was satisfied, because if ED’s regulation was invalid, then the California piggybacking regulations would leave the state out of compliance with NCLB’s requirement that “highly qualified teachers” have "full State certification,” unless the state eliminated it regulations.]